-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DoZ4Wgn/deZHpSeYNKT7JNv6nb2gNIcDfU4oUtQSEDUt6IRMrbpq6euJrTn7RnUv 1uZu4e2PgvlnNIeeORMHtA== 0000893877-98-000506.txt : 19980714 0000893877-98-000506.hdr.sgml : 19980714 ACCESSION NUMBER: 0000893877-98-000506 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980710 SROS: NASD GROUP MEMBERS: DONALD L. VAN MAREN GROUP MEMBERS: EDWIN S. CHAN GROUP MEMBERS: PAULSELL FREDERICK O GROUP MEMBERS: SHERMAN M. COE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRM COPY CENTERS CORP CENTRAL INDEX KEY: 0000749254 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 930809419 STATE OF INCORPORATION: OR FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47069 FILM NUMBER: 98664687 BUSINESS ADDRESS: STREET 1: 5208 N E 122ND AVENUE CITY: PORTLAND STATE: OR ZIP: 97230-1074 BUSINESS PHONE: 5032578766 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAULSELL FREDERICK O CENTRAL INDEX KEY: 0001008998 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5208 NE 122ND AVENUE CITY: PORTLAND STATE: OR ZIP: 97230-1074 BUSINESS PHONE: 5032578766 MAIL ADDRESS: STREET 1: 5208 NE 122ND AVENUE CITY: PORTLAND STATE: OR ZIP: 97230-1074 SC 13D/A 1 SCHEDULE 13D, AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRM Copy Centers Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 872636105 ------------------------------------------------------- (CUSIP Number) Paul M. Brown, Jr., 5208 NE 122nd Avenue, Portland, Oregon 97230-1074 (503) 257-8766 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 24, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 of 3 SCHEDULE 13D ------------ CUSIP No. 872636105 Page 2 of 3 Pages 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frederick O. Paulsell Edwin S. Chan Donald L. Van Maren Sherman M. Coe -------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ X ] (b) [ ] 3) SEC USE ONLY _____________________________________________________________ 4) SOURCE OF FUNDS OO -------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6) CITIZENSHIP OR PLACE OF ORGANIZATION All of the reporting persons are United States citizens. -------------------------------------------------------------------------- 7) SOLE VOTING POWER Frederick O. Paulsell - 917,242 Edwin S. Chan - 499,618 Donald L. Van Maren - 152,769 Sherman M. Coe - 157,228 -------------------------------------------------- NUMBER OF 8) SHARED VOTING POWER SHARES Frederick O. Paulsell - 0 Edwin S. Chan - 0 BENEFICIALLY Donald L. Van Maren - 0 Sherman M. Coe - 0 OWNED BY -------------------------------------------------- EACH 9) SOLE DISPOSITIVE POWER REPORTING Frederick O. Paulsell - 917,242 Edwin S. Chan - 499,618 PERSON Donald L. Van Maren - 152,769 Sherman M. Coe - 157,228 WITH -------------------------------------------------- 10) SHARED DISPOSITIVE POWER Frederick O. Paulsell - 0 Edwin S. Chan - 0 Donald L. Van Maren - 0 Sherman M. Coe - 0 -------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Frederick O. Paulsell - 917,242 Edwin S. Chan - 499,618 Donald L. Van Maren - 152,769 Sherman M. Coe - 157,228 -------------------------------------------------------------------------- 2 of 3 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.3% -------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON* All reporting persons are IN. -------------------------------------------------------------------------- 3 of 3 Messrs. Frederick O. Paulsell, Edwin S. Chan, Donald L. Van Maren and Sherman M. Coe (collectively, the "Reporting Persons") hereby amend their Schedule 13D, originally filed on April 13, 1998 (the "Original Schedule 13D"), with respect to their entering into a Voting Agreement with TRM Copy Centers Corporation (the "Company") dated as of April 13, 1998, in consideration for the execution and delivery by ReadyCash Investment Partners, L.P. ("ReadyCash") of a Preferred Stock and Warrant Purchase Agreement dated March 29, 1998 between ReadyCash and the Company. Capitalized terms not defined herein have the meanings assigned thereto in the Original Schedule 13D. Item 2. Identity and Background (a) This Statement is filed by Frederick O. Paulsell, Edwin S. Chan, Donald L. Van Maren and Sherman M. Coe, as individuals. Messrs. Paulsell, Chan, Van Maren and Coe are no longer part of a group for the purposes of Section 13(d) of the Securities Exchange Act of 1934 and the rule thereunder. Item 4. Purpose of Transaction (a) The Reporting Persons entered into a Voting Agreement with the Company dated as of April 3, 1998 (the "Voting Agreement") in consideration for the execution and delivery by ReadyCash Investment Partners, L.P. ("ReadyCash") of a Preferred Stock and Warrants Purchase Agreement dated March 29, 1998 between ReadyCash and the Company (the "Purchase Agreement"). Pursuant to the Voting Agreement, the Reporting Persons agreed to vote all of their shares of Common Stock in favor of all of the transactions contemplated by the Purchase Agreement. By its terms, the Voting Agreement remained in effect until the earlier of (a) the date of termination of the Purchase Agreement or (b) the date of the closing of the transaction pursuant to the Purchase Agreement. On June 24, 1998, the Voting Agreement terminated due to the closing of the transaction contemplated by the Purchase Agreement. Item 7. Material to be Filed as Exhibits Section 13D Joint Filing Agreement among the Reporting Persons dated as of April 13, 1998. 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 7, 1998 ----------------------------------------- Date FREDERICK O. PAULSELL ----------------------------------------- Frederick O. Paulsell, as representative of the Reporting Persons 5 EXHIBIT INDEX EXHIBIT DESCRIPTION PAGE A Joint Filing Agreement between Frederick O. Paulsell, 7 Edwin S. Chan, Donald L. Van Maren, and Sherman M. Coe. Exhibit A SECTION 13 JOINT FILING AGREEMENT Each of the undersigned is a person that may be required, from time to time, to file statements pursuant to Section 13(d) or 13(g) of the Securities Exchange Act of 1934 (the "Exchange Act") with the Securities and Exchange Commission ("SEC"). Each of the undersigned may be required, from time to time, to file such statements jointly with one or more of the other undersigned persons pursuant to Rule 13d-1(f) under the Exchange Act. Each of the undersigned agrees that any such statement filed with the SEC that is executed by Mr. Frederick O. Paulsell shall be deemed to be filed on behalf of the undersigned. Dated April 13, 1998. /s/ FREDERICK O. PAULSELL ----------------------------------------- Frederick O. Paulsell /s/ EDWIN S. CHAN ----------------------------------------- Edwin S. Chan /s/ DONALD L. VAN MAREN ----------------------------------------- Donald L. Van Maren /s/ SHERMAN M. COE ----------------------------------------- Sherman M. Coe -----END PRIVACY-ENHANCED MESSAGE-----